Stock & Commodity Market

Paper Code: 
PPA 222
Credits: 
4
Contact Hours: 
60.00
Max. Marks: 
100.00
Objective: 

The course attempts to expose the students to the applied aspect of Stock & Commodity Market and to teach them the art of this business

 

12.00
Unit I: 

Markets and Financial Instruments: Types of Markets : Equity, Debt, Derivatives, Commodities

Types of Investment Avenues: Fixed Deposits, Bank Deposits,  Provident Fund, Life Insurance, Post Office Savings, Small Savings, Gold, Mutual Funds, Equity Shares, Debentures/Bonds

12.00
Unit II: 

Capital Market: Introduction, History of the Indian capital market, Present status of capital market, Importance in the economy

12.00
Unit III: 

Primary Market: Initial Public Offer(IPO), Book Building through Online IPO, Eligibility to issue securities, Pricing of Issues, Fixed versus Book Building Issues, Allotment of Shares, Basis of Allotment, Private Placement

12.00
Unit IV: 

Secondary Market:Role and Functions of Securities and Exchange Board India(SEBI), Depositories, Stock Exchange, Stock Price Indices, Listing, Membership, Screen-based trading, Client Code, Price Bands, Clearing and Settlement, Rolling Settlement, Do’s and Don’ts for investors.

12.00
Unit V: 

Parties to Capital Market: Brokers , Sub-brokers, Foreign Institutional Investors (FIIs), Portfolio Mangers, Custodians, Share Transfer Agents, Know Your Client, Merchant Bankers, Bankers to an Issue, Underwriters, Credit Rating Agencies

Essential Readings: 
  1. Financial Institutions and Market Structure, Growth and Innovation-L.M Bhole(Tata Mc Graw Hill)
  2. Indian Financial System-V Bharti Pathak(Pearson Education, New Delhi)
  3. Core Module of National Stock Exchange of India Limited
  4. Security Analysis and Portfolio Managemtn-S. Kevin(PHI Learing Pvt Ltd)
  5. Investment Management-V.K Bhalla(S.Chand New Delhi)

 

Academic Year: 
2019-2020
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