To acquire thorough understanding of secretarial audit and Corporate Compliance Management.
• Concept, Scope and Advantages
• Secretarial Standards issued by the ICSI
• Compliance of Secretarial Standards for Good Governance
• Relevance of Guidance Note(s)
• Need, Objective and Scope
• Periodicity and Format for Secretarial Audit Report
• Benefits of Secretarial Audit
• Professional Responsibilities and Penalties
Search and Status Reports
• Importance and Scope
• Verification of Documents relating to Charges
• Requirements of Financial Institutions and Corporate Lenders
• Preparation of Report
• Concept and Significance
• Establishment of Compliance Management System
• Absolute, Apparent and Adequate Compliance
1. Compliance and Procedure under SEBI Law, -Mamta Bhargav (Shreeji Publishers, New Delhi)
2. SEBI Manual (Taxmann)
3. Foreign Exchange Management Manual-(Snowwhite)
4. Security Management and Compliances (ICSI)
5. The Art of M&A Due Diligence-Alexandra Reed Lajoux & Charles M Elson
6. Bare Acts
7. Joint Ventures (Rao)
8. Journal-Corporate Law Advisor-Vishman Publisher (P) Ltd
9. Journal -Corporate Courier- The tax publisher
10. Study material published by ICSI