RISK MANAGEMENT, COMPLIANCES AND ETHICS

Paper Code: 
BCS 412
Credits: 
03
Contact Hours: 
45.00
Max. Marks: 
100.00
Objective: 

Course Outcomes (COs):

Course Outcomes

Learning and teaching strategies

Assessment

Strategies

On completion of this course, the students will be able to;

CO 120:Working knowledge of principles, theory and concept of compliance management.

CO 121:Analyze risk management framework, risk management process;; steps in risk management; legal provisions on risk management;

CO 122:Measuring working knowledge for application of principles, theory and concepts of internal control

CO 123:Collaborating the concept of Reporting which includes the financial as well as non-financial reporting. The legal provisions and regulations with regard to Board’s Report, CSR Report and BRR reports have also been dealt Analyzing the usage and compliance of ethical activities in business.

CO 124

     
     
     

: Developing knowledge corporate and social responsibilities of companies towards the society.

 

Class lectures

Seminars

Tutorials

Group discussions and

Workshops

Question preparation

Class test, Semester end examinations, Quiz, Solving problems in tutorials, Assignments, Presentation, Individual and group projects

 

9.00
Unit I: 
Risk Identification, Mitigation and Audit:

Risk Identification, Risk Analysis, Risk Measurement, Risk Mitigation, Risk Elimination, Risk Management Committee, Clarification and Investigation, Role of Internal Audit, Risk Audit, Risk-Related Disclosures.

Case Studies & Practical Aspects.

9.00
Unit II: 
Internal Control

Nature, Scope and Elements, Techniques of Internal Control System, Steps for Internal Control, Efficacy of internal controls and its review.

9.00
Unit III: 
Reporting

Integrated Reporting, Non-financial Reporting, Corporate Sustainability Reporting, Board Reporting, Annual Report, Other Reports under LODR, PIT, SAST Regulations.

9.00
Unit IV: 
Ethics and Business
9.00
Unit V: 
CSR and Sustainability
Essential Readings: 

ESSENTIAL READINGS:

·       Study Material Published by ICSI

 

SUGGESTED READINGS:

·       Scanner-Arun Kumar(ShuchitaPrakashans(P) Ltd)

References: 

e-RESOURCES:

 

https://www.icsi.edu/media/webmodules/Module_1_Paper_1_GRMCE_Book_29102021.pdf

 

 

JOURNALS:

 

https://www.icsi.edu/e-journals/

Academic Year: 
2022-2023
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