Listings in Stock Exchanges

Paper Code: 
BCS 417
Credits: 
3
Contact Hours: 
45.00
Max. Marks: 
100.00
Objective: 

To acquire knowledge of legal and procedural aspects of various types of listing, eligibility criteria, compliances etc.

9.00

Listing–Indian Stock Exchanges:
Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015; Equity Listing (SME, ITP, Main);Debt Listing; Post listing disclosures.

9.00

International Listing:
Applicability of Listing Regulations, Singapore Stock Exchange; Luxembourg Stock Exchange; NASDAQ-
NGSM, NCM, NGM; London Stock Exchange- Main, AIM; U S Securities and Exchange Commission.

9.00

Various Procedural requirements for issue of securities and Listing.

9.00

Preparing a Company for an IPO and Governance requirements thereafter, Appraising the Board and other functions in the organisations regarding the Post IPO/Listing Governance changes.

9.00

Documentation & Compliances.

Academic Year: 
2018-2019
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