Listings in Stock exchanges

Paper Code: 
BCS 417
Credits: 
3
Contact Hours: 
45.00
Max. Marks: 
100.00
9.00

Listing–Indian Stock Exchanges:

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015; Equity Listing (SME, ITP, Main);Debt Listing; Post listing disclosures.

9.00

International Listing:

Applicability of Listing Regulations, Singapore Stock Exchange; Luxembourg Stock Exchange; NASDAQ-NGSM, NCM, NGM; London Stock Exchange- Main, AIM; U S Securities and Exchange Commission.

9.00

Various Procedural requirements for issue of securities and Listing.

9.00

Preparing a Company for an IPO and Governance requirements thereafter, Appraising the Board and other functions in theorganisations regarding the Post IPO/Listing Governance changes.

9.00

Documentation & Compliances.

References: 

1. Study Material Published by ICSI

2. Scanner-Arun Kumar (Suchitra Prakashan (P) Ltd

Academic Year: 
2017-2018
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