To acquire knowledge of various kinds of corporate funding and listing in stock exchange.
CO 167:expert knowledge on the various aspects and compliance requirement for making an IPO/FPO. CO 168:hypothesizing about the financial innovations and expand his/her horizon into this new territorial like REIT, Inv IT. CO 169: Attributing of the Alternative Investment Fund, Regulatory Framework governing AIF in India, Angel Fund and Scheme of Angle Fund, their working mechanism, types of AIF, their winding up etc. and Foreign Venture Capital Investors (FVCI) CO 170:Analyze of various compliances required to be fulfilled from time to time by a company with respect to bonus shares, sweat equity shares and share based employee benefit schemes, Debt funding non fund based funding and foreign funding CO 171:insight on SEBI regulations for listing and trading of securitized debt instrument and security receipts CO 172 :expert knowledge to the students about various time and event based compliances and various disclosure requirements as prescribed under the SEBI Listing Regulations with respect to various securities |
Indian Equity- Public Funding: Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009; Initial Public Offer (IPO)/ Further Public Offer (FPO); Preferential Allotment; Private Placement; Qualified Institutional Placement; Institutional Private Placement; Rights Issue; Fast Track Issue;
Listing–Indian Stock Exchanges:
Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015; Equity Listing (SME, ITP, Main);Debt Listing; Post listing disclosures.
Debt Funding – Indian Fund Based (Corporate Debt, Government Debt and Banking Finance): Debentures, Bonds; Masala Bonds; Bank Finance; Project Finance including machinery or equipment loan against property, Loan against shares; Working Capital Finance- Overdrafts, Cash Credits, Bill Discounting, Factoring etc. Islamic Banking.
Debt Funding – Indian Non fund Based: Letter of Credit; Bank Guarantee; Stand by Letter of Credit etc
Real Estate Investment Trust (REIT)
Infrastructure Investment Trust.
Indian Equity- Private funding: Venture Capital; Alternative Investment Fund; Angel Funds; Seed Funding; Private Equity.
Indian equity- Non Fund based: Bonus issue; Sweat Equity, ESOP
Foreign Funding - Instruments & Institutions: ECB, ADR, GDR, FCCB, FCEB, IFC, ADB, IMF.
Other Borrowings Tools: Inter-corporate Loans; Commercial Paper etc.; Deposits under Companies Act; Customer Advances/ Deposits.
International Listing: Applicability of Listing Regulations, Singapore Stock Exchange; Luxembourg Stock Exchange; NASDAQ- NGSM, NCM, NGM; London Stock Exchange- Main, AIM; US Securities and Exchange Commission.
Non-Convertible Instruments- Non-Convertible Redeemable Preference Shares (NCRPs) etc.
Securitization :Introduction, Background, SEBI Regulations, 2008, Public Offer of Securitized Debt Instruments, Listing of Securitized Debt Instruments, Issuance and Listing of Security Receipts, Streamlining the process of public issue under the SEBI Regulations, 2008
Preparing a Company for an IPO: Governance requirements thereafter, Appraising the Board and other functions in the organizations regarding the Post IPO/Listing Governance changes.
Documentation & Compliances : DOCUMENTATION FOR IPO/FPO, IPO/FPO Draft Prospectus/RHP clearance, RIGHTS ISSUE, BONUS ISSUE, PREFERENTIAL ISSUE, QIP, ESPS/ESOS/SARS/GEBS/RBS, GDRS/ADRS/FCCBS, LISTING ON SME PLATFORM,
Study Material Published by ICSI
Scanner: Arun Kumar (Shuchita Prakashans P Ltd)