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Risk Management, Compliances and Ethics [1]

Paper Code: 
BCS 412
Credits: 
3
Contact Hours: 
45.00
Max. Marks: 
100.00
Objective: 

To acquire knowledge and insight into the spectrum of risks faced by businesses.

CO 1:     knowledge of principles, theory and concept of compliance management.

CO 2:     Analyze risk management framework, risk management process;; steps in risk management; legal provisions on risk management;

CO 3:     Measuring working knowledge for application of principles, theory and concepts of internal control

       CO 4Collaborating the concept of Reporting which includes the financial as well as           non-financial reporting. The legal provisions and regulations with regard to Board’s        Report, CSR Report and BRR reports have also been dealt

 

9.00
Unit I: 
UNIT I

Risk Identification, Mitigation and Audit:                                                                      

Risk Identification, Risk Analysis, Risk Measurement, Risk Mitigation, Risk Elimination, Risk Management Committee, Clarification and Investigation, Role of Internal Audit, Risk Audit, Risk Related Disclosures.

Case Studies & Practical Aspects.

9.00
Unit II: 
UNIT II

Internal Control
• : Nature, Scope and Elements, Techniques of Internal Control System, Steps for Internal Control, Efficacy of internal controls and its review.

9.00
Unit III: 
UNIT III

Reporting
• : Integrated Reporting, Non-financial Reporting, Corporate Sustainability Reporting, Board Reporting, Annual Report, Other Reports under LODR, PIT, SAST Regulations.

9.00
Unit IV: 
UNIT IV

Ethics and Business

9.00
Unit V: 
UNIT V

CSR and Sustainability

References: 

• Study Material Published by ICSI
• Scanner-Arun Kumar(ShuchitaPrakashans(P) Ltd)

Academic Year: 
2021-2022 [2]

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Source URL: https://accountingtaxation.iisuniv.ac.in/courses/subjects/risk-management-compliances-and-ethics-5

Links:
[1] https://accountingtaxation.iisuniv.ac.in/courses/subjects/risk-management-compliances-and-ethics-5
[2] https://accountingtaxation.iisuniv.ac.in/academic-year/2021-2022