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Secretarial Audit and Corporate Compliance Management [1]

Paper Code: 
BCS 512
Credits: 
3
Contact Hours: 
45.00
Max. Marks: 
100.00
Objective: 

To acquire thorough understanding of secretarial audit and Corporate Compliance Management

9.00
Unit I: 
Secretarial Standards

• Concept, Scope and Advantages

• Secretarial Standards issued by the ICSI

• Compliance of Secretarial Standards for Good Governance

• Relevance of Guidance Note(s)

9.00
Unit II: 
Secretarial Audit

Need, Objective and Scope

• Periodicity and Format for Secretarial Audit Report

• Benefits of Secretarial Audit

• Professional Responsibilities and Penalties

9.00
Unit III: 
Checklist for Secretarial Audit Search and Status Reports

Importance and Scope

• Verification of Documents relating to Charges

9.00
Unit IV: 
Search and Status Reports.

Requirements of Financial Institutions and Corporate Lenders

• Preparation of Report

9.00
Unit V: 
Compliance Management

Concept and Significance

• Establishment of Compliance Management System

• Absolute, Apparent and Adequate Compliance

References: 

1. Compliance and Procedure under SEBI Law, -Mamta Bhargav (Shreeji Publishers, New Delhi)

2. SEBI Manual (Taxmann)

3. Foreign Exchange Management Manual-(Snowwhite)

4. Security Management and Compliances (ICSI)

5. The Art of M&A Due Diligence-Alexandra Reed Lajoux & Charles M Elson

6. Bare Acts

7. Joint Ventures (Rao)

8. Journal-Corporate Law Advisor-Vishman Publisher (P) Ltd

9. Journal -Corporate Courier- The tax publisher

10. Study material published by ICSI

 

Academic Year: 
2016-2017 [2]

Follow Accounting and Taxation on:

IIS (Deemed to be University)

Gurukul Marg, SFS, Mansarovar, Jaipur 302020, (Raj.) India Phone:- +91-141-2400160-61, 2397906-07, Fax: 2395494, 2781158

Source URL: https://accountingtaxation.iisuniv.ac.in/courses/subjects/secretarial-audit-and-corporate-compliance-management

Links:
[1] https://accountingtaxation.iisuniv.ac.in/courses/subjects/secretarial-audit-and-corporate-compliance-management
[2] https://accountingtaxation.iisuniv.ac.in/academic-year/2016-2017